• Do's & Dont's - Download


• Disclaimer - Download


• Investor Awareness & Advisory for Investors - Download


• Surveillance Policy - Download


• Client Onboarding Policy - Download


• Outsourcing Policy - Download


• Policy on Handling of Good Till Cancelled (GTC) Orders Offered to Clients - Download


• Policy for Dealing with Conflicts - Download


• Policy of Facsimile - Download


• policy on Client Code Modification - Download


• Policy on Dealing with Inactive and Dormant Clients - Download


• Policy on Internal Control - Download


• Policy on NISM Series VII (SORM) - Download


• Policy on Pre-Funded Instruction - Download


• Referral Policy - Download


• Risk Management Policy - Download


• Unauthenticated News Circulation Policy - Download


• CYBER POLICY- 1 - Download


• CYBER POLICY- 2 - Download


• CYBER AUDIT- 3 - Download


• CYBER POLICY- 4 - Download


• CYBER POLICY- 5 - Download


• CYBER POLICY- 6 - Download


• CYBER POLICY- 7 - Download


• CYBER POLICY- 8 - Download


• CYBER POLICY- 9 - Download


• RMS POLICY- - Download


• GTC ORDER POLICY- - Download


• INVESTOR RISK REDUCTION ACCESS (IRRA)- - Download


• MEASURES TO INSTIL CONFIDENCE IN SECURITIES MARKET- - Download